Catalog Certifications GFI ISFB X CLARITIS Regulatory Update

GFI ISFB X CLARITIS Regulatory Update

Context

In an ever-changing regulatory environment, this training program enables GFI professionals to update their knowledge of the key legal and prudential developments affecting their operations. It focuses on recent developments in compliance, governance, technology risks, and the professional competencies expected by regulatory authorities.

Key objectives

This training course provides a comprehensive overview of major regulatory developments, including changes to the Anti-Money Laundering Act (AMLA) and transparency requirements for legal entities, FINMA’s position papers on artificial intelligence and quantum computing, new due diligence requirements related to certain asset classes under the Financial Services Act (LSFin), as well as cross-border organizational issues and sanctions under the Financial Market Act (LEFin). It also incorporates lessons learned from FINMA Circular 25/02 to enhance understanding of prudential expectations and best professional practices.

Target audience

This training program is designed for professionals in the Geneva financial center who wish to keep their knowledge of regulatory and prudential matters up to date, particularly bank employees, independent asset managers (IAMs), multifamily offices, asset management firms, trustees, and financial institutions subject to FINMA supervision. It is particularly well-suited for portfolio managers, client advisors, compliance officers, risk managers, members of executive management, internal control officers, as well as employees involved in cross-border activities, anti-money laundering efforts, and the implementation of requirements under the LSFin and LEFin.

Partner

Claritis

Stakeholders

The speakers are experts in the field and the founders of Claritis—a Swiss company specializing in financial compliance and risk management.

Possible evolution

This module can be supplemented by taking the second module offered. The SAQ recertification seminar is also an option for earning SAQ recertification hours.

Reviews

Attendance at the training session is the only requirement for completion.

Practical information

ISFB programs are recognized by all member institutions. They represent a significant professional advantage in the job market in French-speaking Switzerland.

Price

General Admission: CHF 325.00
Member: CHF 325.00
HG / OCAS / OCE: CHF 325.00

Admission requirements

A basic understanding of the Swiss regulatory framework applicable to financial institutions is an asset for taking full advantage of this regulatory update.

MAJCLA01

Program A

Content: This regulatory update session covers the key changes to the Anti-Money Laundering Act (AMLA), the Financial Services Act (FSA), and the Financial Institutions Act (FIA), as well as FINMA’s latest publications on artificial intelligence, quantum computing, and professional competencies. The topics covered, including feedback on FINMA Circular 25/02, count toward SAQ recertification hours and enable participants to keep their regulatory knowledge up to date while meeting the financial sector’s continuing education requirements.

Duration: 4h00

Format: Online

Possible speakers: DESJARDINS Lisa, WOLF Christian

MAJCLA02

Program B

Duration: 4h00

Format: In-person

Possible speakers: Christian WOLF, Lisa DESJARDINS

Lisa DESJARDINS

Lisa Desjardins holds a Master's degree in Political Science (University of Geneva), a postgraduate diploma from the Graduate Institute (Geneva), and a Certificate of Advanced Studies (CAS) in Compliance (University of Geneva). She worked for 15 years in risk and compliance at international banks based in Geneva, then as a risk and compliance expert for asset managers, funds, and securities firms.

Christian WOLF

Christian Wolf holds a master's degree in economics (Pierre Mendès University, Grenoble) and a Certificate of Advanced Studies (CAS) in Compliance (University of Geneva). He began his career in risk and compliance in 1999 with major banks in Switzerland, then went on to become head of risk management and compliance for a securities firm and head of risk & compliance for a collective asset manager. An amateur actor, he enjoys taking to the stage in his spare time.